Overview
This opportunity is with a premier employer in the securities and risk management industry. The role offers a salary up to $125,000 USD, remote work flexibility, and potential for career advancement within the organization. The position provides exposure to regulatory compliance and risk management functions in a collaborative environment.
Responsibilities
- Perform daily risk monitoring, including real-time analysis during trading hours
- Monitor client positions and account activity to identify potential risk exposures and margin deficiencies
- Analyze and manage margin calls by calculating and verifying requirements
- Coordinate with clients and internal teams to ensure timely resolution of margin calls
- Ensure compliance with margin rules and regulations, including Regulation T and exchange requirements
- Maintain accurate documentation and reporting of margin activity and risk metrics
Requirements
- Bachelor's degree in Finance, Business, Accounting, or a related field
- 3-5 years of experience in margin processing, risk review, or related operations within the securities industry
- Series 7 license required or willingness to obtain upon hire
- Strong knowledge of margin rules and regulations, including Regulation T (Rule 4210)
- Excellent analytical skills with strong attention to detail
- Familiarity with Excel; experience with VBA and SQL is a plus
Preferred Qualifications
- Knowledge of options theory and options Greek risk measurements
- Experience in the clearing industry
Compensation & Benefits
- Salary up to $125,000 USD
- Remote work with flexible scheduling
- Opportunities for career growth and development
Location
Remote work arrangement with flexibility
This role is offered by a top-tier employer in the securities industry. The recruiting organization facilitates candidate connections but is not the employer of record for this position.