Asset and Wealth Management Audit - AVP

Overview

The organization is seeking an experienced audit professional to join the Asset and Wealth Management Business Audit Team within Internal Audit.

This Senior Auditor/AVP role involves leading audit assignments, performing and documenting audit testing, partnering with global Audit colleagues and business stakeholders, and applying judgment to strengthen internal controls. The position also supports ongoing risk assessment, control identification, audit execution, and continuous monitoring activities across Asset & Wealth Management functions.

Responsibilities

• Assist with or lead audit engagements covering Asset and Wealth Management functions, including:
  • risk assessment and audit planning
  • audit testing and control evaluation
  • preparation of audit documentation/work papers
  • drafting audit reports
  • follow-up and verification of issue closure
• Use advanced technology and data-driven methods to streamline work, improve quality, and deliver faster, more consistent outcomes
• Meet assigned audit timeframe and budget targets while adhering to department and professional standards and using consistent methodology
• Collaborate with other Audit groups and regions to deliver seamless audit coverage across the firm
• Contribute to a business climate and culture that encourages integrity, respect, excellence, and innovation
• Travel internationally up to 10% (if required) and adjust work timings as needed to support global teams

Requirements

• Minimum MBA degree
• Minimum 8+ years of experience in a financial services firm/bank, with an audit or risk/control background
• Ability to lead audits and execute audit work remotely
• Ability to work effectively within a matrix organization
• Ability to manage multiple projects and participate in team-based audit assignments
• Proficiency in risk assessment, issue/impact analysis, and executive report preparation
• Strong communication and interpersonal skills, including the ability to present complex and sensitive issues to senior management
• Enthusiastic, self-motivated, and effective both individually and in teams; shares information and supports colleagues

Preferred Qualifications

• Chartered Accountant preferred
• Experience of and exposure to Asset Management and/or Wealth Management business

Compensation & Benefits

• Equal opportunity employment; the organization does not discriminate on the basis of any protected attribute under applicable law.
• Reasonable accommodations are available for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.

Location

• This role involves international travel up to 10%, if required.