AVP, Broker-Dealer Accountant

Overview

A registered broker-dealer is seeking an Assistant Vice President (AVP), Broker-Dealer Accountant to join their team in Manhattan, NY.

Responsibilities

• Manage day-to-day accounting functions for a self-clearing and proprietary firm under the direction of the CFO and Controller
• Oversee the monthly close process, including general ledger management and financial results reporting
• Ensure accurate and timely completion of financial reports, including FOCUS filings
• Perform monthly reconciliations, bookkeeping, and wire request processing
• Oversee travel and entertainment expense accounting
• Maintain regulatory compliance with net capital and customer reserve requirements
• Develop and maintain accounting policies, processes, and systems to strengthen internal controls
• Collaborate with senior management to identify and resolve broker-dealer financial issues and implement process improvements
• Handle accounts payable and receivable accounting, including expense allocations and reconciliations

Requirements

• Accounting experience within the Brokerage/Securities industry
• Experience with regulatory reporting, including FOCUS filings
• Proficiency in account reconciliations, journal entries, and financial analysis
• Strong communication and collaboration skills
• Series 27 license is a plus

Location

• Manhattan, NY
• Hybrid remote/office work arrangement

Job ID

46062