Remote Retirement Plan Compliance Analyst

Overview

This compliance-focused role requires an advanced understanding of retirement plan types and supports more complex interactions with Plan Consultants. Multiple openings are available.

Responsibilities

• Complete and support the work assigned to Compliance Associate roles.
• Read and interpret retirement plan provisions from plan documents, summaries of plan provisions, and related materials to ensure accuracy and compliance.
• Apply legislation and regulations (including IRS, DOL, and ERISA) when preparing, analyzing, and interpreting information.
• Support DOL, IRS, and large plan audits.
• Assist Plan Consultants in resolving operational and compliance issues related to qualified plans.
• Manage plan administration, compliance, and testing for assigned blocks of business.
• Track and monitor job progress to ensure required data is requested and received to meet compliance deadlines.
• Prepare annual valuation and compliance reports for clients.
• Provide detailed consultations with Plan Consultants in drafting plan documents, plan amendments, and other legal documents.
• Support and complete assigned quality assurance reviews.
• Protect, secure, and properly handle all confidential data to prevent unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to the organization or its clients.
• Assist with other tasks and projects as assigned.

Requirements

• Bachelor’s degree preferred.
• 3 to 8+ years of hands-on retirement plan testing experience.
• Experience performing employer calculations.
• Must have experience with 5500s and other relevant documents.
• Experience with cash basis and/or trust accounting.
• Strong Word, Excel, and Outlook skills.
• Strong written and oral communication skills.
• Strong analytical and problem-solving skills.
• Strong attention to detail, with the ability to prioritize, manage tasks, and meet operational needs, including ERISA compliance matters.
• Associate holds Retirement Plan Fundamentals certification upon meeting eligibility requirements.
• QKA designation preferred but not required.
• Involvement in or work toward associates QPA designation preferred.
• Prior experience with plan administration software (FT Williams or ASC preferred).

Preferred Qualifications

• QKA designation.
• Work toward associates QPA designation.
• Prior experience with plan administration software (FT Williams or ASC).

Compensation & Benefits

• National average salary range: $65,000 - $95,000 (exclusive of any bonuses and benefits).
• Actual salary offered may vary based on location, experience, performance, and internal pay alignment, and may be above or below the range.
• 401(k) match.
• Medical, Dental, Vision.
• Paid-Time-Off.

Location

• 50 states (partnering with advisors across all states).