Senior Compliance Internal Auditor

Overview

A well-established super-regional CPA firm with multiple offices in the Pacific Northwest is seeking an experienced professional to serve as a subject matter expert in financial institution regulatory compliance. The firm specializes in audit, internal audit, and compliance services for financial institutions across the Western United States, along with accounting, tax preparation, and bookkeeping for closely held businesses and high-net-worth individuals. The team consists of over 175 professionals working in hybrid, remote, and on-site arrangements.

Responsibilities

• Serve as a subject matter expert on financial institution regulatory compliance and compliance operations.
• Build and maintain client relationships; participate in networking and business development activities.
• Manage multiple projects simultaneously, overseeing the work of others and providing training.
• Collaborate with team members to follow up on client requests and inquiries.
• Assist in preparing Statements of Work for client projects and monitor project timelines and budgets.
• Plan, perform, and execute compliance reviews and audit engagements.
• Identify business process risks and develop testing methodologies to evaluate control adequacy.
• Execute tests of controls and audit procedures as defined in audit programs.
• Research technical issues arising during fieldwork.
• Document observations and recommendations regarding regulatory violations or best practices.
• Draft reports for review, presentation, and discussion with clients.

Required Qualifications

• Strong research skills and commitment to lifelong learning.
• Analytical and detail-oriented with the ability to multitask without sacrificing interpersonal skills.
• Excellent interpersonal, oral, and written communication skills, including empathy and positive conflict resolution.
• Ability to meet deadlines and solve problems effectively.
• Willingness to travel to client locations, including occasional overnight stays with advance notice.
• Ability to maintain work-life balance while ensuring accountability and service quality.

Education and Experience

• Bachelor’s degree in accounting, finance, or a related field preferred.
• 5-10 years of combined audit and/or compliance experience within the financial industry.

Certifications

• Possession and maintenance of one or more relevant certifications related to audit, risk management, or compliance (e.g., CIA, CCUIA, CRCM, or CFE).

Preferred Qualifications

• Knowledge of Institute of Internal Auditors (IIA) guidelines, audit methodologies, and techniques.
• Familiarity with financial institution industry regulations, systems, operations, and internal controls.

Compensation & Benefits

• Annual base salary range: $80,000 - $105,000 (actual compensation may vary based on experience, education, and skill level).
• Unlimited paid time off.
• Medical, dental, vision, and voluntary insurance options.
• 401(k) matching.
• Annual performance bonus.
• 12 paid holidays.
• Flexible scheduling options.
• Innovative workplan system.
• $500 annual vacation incentive.
• Commitment to professional development.
• Eligibility for equity program at Senior Manager level and for top-performing Managers.

Location

This role offers remote work flexibility with strong virtual collaboration to maintain connectivity with colleagues and clients. Limited travel is required for client onsite engagements, relationship-building activities, and key firm meetings, supporting a strong work-life balance while maintaining high-touch client service.