Associate Financial Planner

Overview

An Associate Financial Planner role supports Financial Planners in helping clients stay satisfied while adhering to all regulatory requirements. This position involves assisting with financial planning analyses, preparing client materials, and providing ongoing client support as needs evolve.

Responsibilities

• Perform financial planning analyses for clients, including (but not limited to): retirement, investments, estate, tax, education funding, real estate, and risk management needs analysis
• Prepare presentations, research, and supporting materials for client meetings and reviews
• Assess clients’ and prospects’ evolving financial planning needs by proactively identifying new financial planning opportunities
• Provide reports covering minimum distributions, performance, billing, insurance policies, and tax consequences
• Calculate required minimum distributions, income needs, tax consequences, and contributions/withdrawals
• Provide high-level client contact designed to maintain and strengthen the client relationship
• Maintain a strong understanding of the industry, products, and trends

Requirements

• Minimum 1–3 years of financial services industry experience required, specifically in a broker/dealer or registered investment advisor environment
• FINRA Series 65 required
• Bachelor’s degree in business or finance; or equivalent proven experience
• Strong attention to detail, coordination, and follow-up skills
• Ability to prioritize and manage multiple projects and meet deadlines
• Strong interpersonal, verbal, and written communication skills
• Detailed working knowledge of MS Outlook, Word, and Excel is required

Preferred Qualifications

• Certified Financial Planner (CFP) designation
• Financial Services & insurance sales experience

Compensation & Benefits

• Expected base salary range (national): $83,500 to $111,300
• Final base pay will be determined based on responsibilities, job-related skills, relevant experience, geographic location, and market conditions
• This role may be eligible for other forms of compensation and benefits, including:
  • Discretionary bonus
  • Health and dental plans and other wellness plans
  • 401(k) contributions

Location

National (role compensation is based on geographic location).