Overview
This role supports wealth management growth by helping advisors build long-term client relationships with strong operational and lead-generation support. The employer provides tools, efficient processes, and a client-first service model to help advisors spend more time with clients and less time chasing tasks.
Responsibilities
- Meet with prospective and existing clients to understand goals, priorities, and financial needs.
- Build tailored financial plans covering investments, retirement, tax strategy, insurance, and long-term planning.
- Present clear recommendations and guide clients through decisions in a simple, understandable way.
- Manage ongoing client relationships, run review meetings, and adjust plans as life and markets change.
- Stay organized and compliant using planning, CRM, and portfolio tools.
- Work with internal teams for onboarding, service, and operations support.
Requirements
- Experience as a Financial Advisor or Wealth Advisor (RIA experience ideal).
- CFP, CFA or similar credentials.
- Strong planning and communication skills.
- Comfortable presenting advice to a wide range of clients and keeping relationships over time.
- Growth mindset and interest in working with modern marketing, automation, and planning tools.
- Clean compliance record.
- $15+ million AUM that will follow during a transition.
- Clean U4. If not, explain why.
Preferred Qualifications
- FINRA broker-dealer registration familiarity (examples: Series 7, 24, 79, or similar), if applicable to your current licensing situation.
Compensation & Benefits
- Competitive W-2 compensation with a clear OTE path of $120,000–$300,000 based on production and relationship growth.
- 400 warm leads per year per advisor.
- Marketing, tech, and operations support to remove friction from day-to-day work.
- High-quality planning systems, CRM, and portfolio tools.
- Benefits package: health, dental, vision, 401(k) options, paid time off, and professional development.
Benefits (as listed)
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Life insurance
- Paid time off
- Paid training
Broker-Dealer Registration Notice
The employer is a Registered Investment Advisor (RIA) and is not affiliated with a broker-dealer. Advisors who currently maintain FINRA broker-dealer registrations (such as the Series 7, 24, 79, or similar licenses) should understand these registrations cannot be maintained through the employer. Advisors wishing to preserve eligibility to reactivate these licenses in the future may qualify for FINRA's Maintaining Qualifications Program (MQP). Candidates should review their licensing situation before accepting an offer.