Overview
This role supports a Financial Advisor/Wealth Advisor function with a steady flow of warm leads (400 per year per advisor), focusing time on client conversations rather than cold prospecting. The position includes modern tools, efficient processes, and a marketing engine designed to give advisors an edge, along with W-2 stability and high earning potential with room to grow as the organization scales.
Responsibilities
- Meet with prospective and existing clients to understand goals, priorities, and financial needs.
- Build tailored financial plans covering investments, retirement, tax strategy, insurance, and long-term planning.
- Present clear recommendations and guide clients through decisions in a simple, understandable way.
- Manage ongoing client relationships, run review meetings, and adjust plans as life and markets change.
- Stay organized and compliant using planning, CRM, and portfolio tools.
- Work with internal team members for onboarding, service, and operations support.
Requirements
- Experience as a Financial Advisor or Wealth Advisor (RIA experience ideal).
- CFP, CFA or similar credentials.
- Strong planning and communication skills.
- Ability to present advice to a wide range of clients and keep relationships over time.
- Growth mindset and interest in working with a firm that uses modern marketing, automation, and planning tools.
- Clean compliance record.
- $15+ million AUM that will follow during a transition.
- Clean U4. If not, explain why.
Preferred Qualifications
Compensation & Benefits
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Life insurance
- Paid time off
- Paid training
Location
Not specified.
Broker-Dealer Registration Notice
The organization is a Registered Investment Advisor (RIA) and is not affiliated with a broker-dealer. Advisors joining the firm who currently maintain FINRA broker-dealer registrations (such as the Series 7, 24, 79, or similar licenses) should understand these registrations cannot be maintained through the organization. Advisors wishing to preserve eligibility to reactivate these licenses in the future may qualify for FINRA's Maintaining Qualifications Program (MQP). Candidates are encouraged to review their licensing situation before accepting an offer.